SEC Form 4 · accession 0001193125-26-285566
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Geygan
Director · 10% Owner
Period of report
Jun 24, 2026
Accepted (ET)
Jun 26, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 24, 2026 | M | 11,366 | $0.0005 | A | 101,053 | D | |
| Common StockF1 | Jun 24, 2026 | J | 1 | — | D | 101,052 | D | |
| Common StockF2,F3 | Jun 24, 2026 | M | 67,059 | $0.0005 | A | 3,127,507 | I | By Global Value Investment Corporation |
| Common StockF1,F2,F3 | Jun 24, 2026 | J | 8 | — | D | 3,127,499 | I | By Global Value Investment Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Pre-Funded WarrantsF6 | $0.0005 | Jun 24, 2026 | M | 11,366 | D | Jun 17, 2026 | — | Common Stock | 11,366 | 0 | D |
| Pre-Funded WarrantsF2,F3,F6 | $0.0005 | Jun 24, 2026 | M | 67,059 | D | Jun 17, 2026 | — | Common Stock | 67,059 | 0 | I |
| WarrantsF4,F5 | $2.20 | holding | — | — | — | — | — | Common Stock | 11,366 | 11,366 | D |
| WarrantsF2,F3,F4,F5 | $2.20 | holding | — | — | — | — | — | Common Stock | 67,059 | 67,059 | I |
Explanation of responses
- F1The Reporting Person exercised the pre-funded warrants on a cashless basis.
- F2These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
- F3The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F4The Warrants are exercisable following stockholder approval of the offering of the Warrants on June 17, 2026.
- F5The Warrants will expire three years from the date of issuance.
- F6The pre-funded warrants terminated when exercised in full. The pre-funded warrants were exercised on June 24, 2026.