SEC Form 4 · accession 0001193125-26-277654
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Geygan
Director · 10% Owner
Period of report
Jun 17, 2026
Accepted (ET)
Jun 22, 2026 · 5:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 17, 2026 | A | 30,096 | $0.00 | A | 89,687 | D | |
| Common StockF2 | holding | — | — | — | 3,060,448 | I | By Global Value Investment Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Pre-Funded WarrantsF3,F4 | $0.0005 | holding | — | — | — | — | — | Common Stock | 11,366 | 11,366 | D |
| WarrantsF5,F6 | $2.20 | holding | — | — | — | — | — | Common Stock | 11,366 | 11,366 | D |
| Pre-Funded WarrantsF2,F3,F4 | $0.0005 | holding | — | — | — | — | — | Common Stock | 67,059 | 67,059 | I |
| WarrantsF2,F5,F6 | $2.20 | holding | — | — | — | — | — | Common Stock | 67,059 | 67,059 | I |
Explanation of responses
- F1On June 17, 2026, the Reporting Person received a grant of 30,096 restricted stock units ("RSUs") under the Issuer's 2022 Omnibus Equity Incentive Plan. The RSUs will vest in three equal annual installments, with the first installment vesting on June 17, 2027.
- F2These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
- F3The Pre-Funded Warrants are exercisable following stockholder approval of the offering of the Pre-Funded Warrants on June 17, 2026.
- F4The Pre-Funded Warrants will terminate when exercised in full.
- F5The Warrants are exercisable following stockholder approval of the offering of the Warrants on June 17, 2026.
- F6The Warrants will expire three years from the date of issuance.