SEC Form 4 · accession 0001193125-26-277652
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
GLOBAL VALUE INVESTMENT CORP.
10% Owner
James Geygan
Director · 10% Owner
Stacy Wilke
Other
Kathleen Geygan
Other
Shawn G Rice
Other
Period of report
Jun 17, 2026
Accepted (ET)
Jun 22, 2026 · 5:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Jun 17, 2026 | J | 30,096 | $0.00 | A | 3,140,750 | I | By Global Value Investment Corporation |
| Common Stock | holding | — | — | — | 9,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Pre-Funded WarrantsF2,F5,F6 | $0.0005 | holding | — | — | — | — | — | Common Stock | 78,425 | 78,425 | I |
| WarrantsF2,F7,F8 | $2.20 | holding | — | — | — | — | — | Common Stock | 78,425 | 78,425 | I |
Explanation of responses
- F1On June 17, 2026, the James P. Geygan, a director of the Issuer and the CEO and President of GVIC, received a grant of 30,096 restricted stock units ("RSUs") under the Issuer's 2022 Omnibus Equity Incentive Plan. The RSUs will vest in three equal annual installments, with the first installment vesting on June 17, 2027.
- F2These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4.
- F4In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
- F5The Pre-Funded Warrants are exercisable following stockholder approval of the offering of the Pre-Funded Warrants on June 17, 2026.
- F6The Pre-Funded Warrants will terminate when exercised in full.
- F7The Warrants are exercisable following stockholder approval of the offering of the Warrants on June 17, 2026.
- F8The Warrants will expire three years from the date of issuance.