SEC Form 4 · accession 0001193125-26-272694
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Geygan
Director · 10% Owner
Period of report
Jun 12, 2026
Accepted (ET)
Jun 16, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 12, 2026 | P | 60,183 | $2.7517 | A | 3,100,838 | I | By Global Value Investment Corporation |
| Common StockF1 | Jun 12, 2026 | P | 1,185 | $2.7822 | A | 59,591 | D | |
| Common StockF2 | Jun 16, 2026 | J | 40,390 | $0.00 | D | 3,060,448 | I | By Global Value Investment Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Pre-Funded WarrantsF4,F5 | $0.0005 | holding | — | — | — | — | — | Common Stock | 11,366 | 11,366 | D |
| WarrantsF6,F7 | $2.20 | holding | — | — | — | — | — | Common Stock | 11,366 | 11,366 | D |
| Pre-Funded WarrantsF2,F4,F5 | $0.0005 | holding | — | — | — | — | — | Common Stock | 67,059 | 67,059 | I |
| WarrantsF2,F6,F7 | $2.20 | holding | — | — | — | — | — | Common Stock | 67,059 | 67,059 | I |
Explanation of responses
- F1The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
- F2These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
- F3As of June 16, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.
- F4The Pre-Funded Warrants will be exercisable after stockholder approval of the offering of the Pre-Funded Warrants.
- F5The Pre-Funded Warrants will terminate when exercised in full.
- F6The Warrants will be exercisable after stockholder approval of the offering of the Warrants.
- F7The Warrants will expire three years from the date of issuance.