SEC Form 4 · accession 0001193125-26-272687
Fluent, Inc. · FLNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
GLOBAL VALUE INVESTMENT CORP.
10% Owner
James Geygan
Director · 10% Owner
Stacy Wilke
Other
Kathleen Geygan
Other
Shawn G Rice
Other
Period of report
Jun 12, 2026
Accepted (ET)
Jun 16, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001460329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Jun 12, 2026 | P | 61,368 | $2.7523 | A | 3,151,044 | I | By Global Value Investment Corporation |
| Common StockF2,F3,F4 | Jun 16, 2026 | J | 40,390 | $0.00 | D | 3,110,654 | I | By Global Value Investment Corporation |
| Common Stock | holding | — | — | — | 9,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Pre-Funded WarrantsF2,F6,F7 | $0.0005 | holding | — | — | — | — | — | Common Stock | 78,425 | 78,425 | I |
| WarrantsF2,F8,F9 | $2.20 | holding | — | — | — | — | — | Common Stock | 78,425 | 78,425 | I |
Explanation of responses
- F1The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
- F2These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4.
- F4In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
- F5As of June 16, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.
- F6The Pre-Funded Warrants will be exercisable after stockholder approval of the offering of the Pre-Funded Warrants.
- F7The Pre-Funded Warrants will terminate when exercised in full.
- F8The Warrants will be exercisable after stockholder approval of the offering of the Warrants.
- F9The Warrants will expire three years from the date of issuance.