SEC Form 4 · accession 0001179110-17-012156
2U, Inc. · TWOU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Larson
Director
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2017 | M | 100,000 | $0.80 | A | 116,065 | D | |
| Common StockF1 | holding | — | — | — | 146,222 | I | By Triumph Capital |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $0.80 | Sep 6, 2017 | M | 100,000 | D | — | Dec 2, 2019 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1These shares are held by Triumph Capital, LLC ("Triumph"). The reporting person is the sole member of Triumph.
- F2The shares underlying this option are fully vested.