SEC Form 4 · accession 0001104659-15-060074
2U, Inc. · TWOU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T. Moe
Director
Period of report
Aug 12, 2015
Accepted (ET)
Aug 14, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 12, 2015 | S | 152,903 | $36.88 | D | 1,166,330 | I | By GSV Capital |
| Common StockF3,F2 | Aug 13, 2015 | S | 291,453 | $37.24 | D | 874,877 | I | By GSV Capital |
| Common Stock | holding | — | — | — | 8,734 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.80 to $37.06, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
- F2These shares are held by GSV Capital Corp. ("GSV"). The reporting person is the chief executive officer of GSV. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37 to $37.52, inclusive.