SEC Form 4 · accession 0000899243-15-010219
ZS Pharma, Inc. · ZSPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia Smith
Officer — Chief Commercial Officer
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2015 | D | 12,598 | $90.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (NQ) - 6/24/13 | $2.1284 | Dec 17, 2015 | D | 185,230 | D | Jun 24, 2014 | Jun 23, 2023 | Common Stock | 185,230 | 0 | D |
| Employee Stock Option (NQ) - 4/24/14 | $10.9242 | Dec 17, 2015 | D | 5,504 | D | Apr 24, 2015 | Apr 23, 2024 | Common Stock | 5,504 | 0 | D |
| Employee Stock Option (ISO) - 4/24/14 | $10.9242 | Dec 17, 2015 | D | 20,520 | D | Apr 24, 2015 | Apr 23, 2024 | Common Stock | 20,520 | 0 | D |
| Employee Stock Option (ISO) - 7/8/14 | $27.16 | Dec 17, 2015 | D | 2,791 | D | Jul 7, 2015 | Jul 6, 2024 | Common Stock | 2,791 | 0 | D |
| Employee Stock Option (NQ) - 7/8/14 | $27.16 | Dec 17, 2015 | D | 30,246 | D | Jul 7, 2015 | Jul 6, 2024 | Common Stock | 30,246 | 0 | D |
| Employee Stock Option (ISO) - 6/18/15 | $55.57 | Dec 17, 2015 | D | 1,799 | D | Jun 18, 2016 | Jun 17, 2025 | Common Stock | 1,799 | 0 | D |
| Employee Stock Option (NQ) - 6/18/15 | $55.57 | Dec 17, 2015 | D | 15,076 | D | Jun 18, 2016 | Jun 17, 2025 | Common Stock | 15,076 | 0 | D |
Explanation of responses
- F1Includes 3,000 shares in the form of restricted stock units and 443 shares acquired under the Employee Stock Purchase Plan on December 9, 2015