SEC Form 4 · accession 0000899243-15-010215
ZS Pharma, Inc. · ZSPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alvaro Guillem
Officer — President
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2015 | D | 15,654 | $90.00 | D | 0 | D | |
| Common Stock - Tendered | Dec 17, 2015 | U | 186,923 | $90.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (NQ) - 6/5/09 | $1.0257 | Dec 17, 2015 | D | 37,046 | D | Jun 5, 2010 | Jun 4, 2019 | Common Stock | 37,046 | 0 | D |
| Employee Stock Option (NQ) - 1/1/12 | $2.5644 | Dec 17, 2015 | D | 50,694 | D | Jan 1, 2013 | Dec 31, 2021 | Common Stock | 50,694 | 0 | D |
| Employee Stock Option (NQ) - 10/15/12 | $2.1284 | Dec 17, 2015 | D | 185,230 | D | Oct 15, 2013 | Oct 14, 2022 | Common Stock | 185,230 | 0 | D |
| Employee Stock Option (NQ) - 3/1/13 | $2.1284 | Dec 17, 2015 | D | 155,983 | D | Mar 1, 2014 | Feb 28, 2023 | Common Stock | 155,983 | 0 | D |
| Employee Stock Option (NQ) - 4/24/14 | $10.9242 | Dec 17, 2015 | D | 47,219 | D | Apr 24, 2015 | Apr 23, 2024 | Common Stock | 47,219 | 0 | D |
| Employee Stock Option (ISO) - 4/24/14 | $10.9242 | Dec 17, 2015 | D | 25,096 | D | Apr 24, 2015 | Apr 23, 2024 | Common Stock | 25,096 | 0 | D |
| Employee Stock Option (ISO) - 7/8/14 | $27.16 | Dec 17, 2015 | D | 951 | D | Jul 7, 2015 | Jul 6, 2024 | Common Stock | 951 | 0 | D |
| Employee Stock Option (NQ) - 7/8/14 | $27.16 | Dec 17, 2015 | D | 32,086 | D | Jul 7, 2015 | Jul 6, 2024 | Common Stock | 32,086 | 0 | D |
| Employee Stock Option (ISO) - 6/18/15 | $55.57 | Dec 17, 2015 | D | 1,799 | D | Jun 18, 2016 | Jun 17, 2025 | Common Stock | 1,799 | 0 | D |
| Employee Stock Option (NQ) - 6/18/15 | $55.57 | Dec 17, 2015 | D | 35,701 | D | Jun 18, 2016 | Jun 17, 2025 | Common Stock | 35,701 | 0 | D |
Explanation of responses
- F1Includes 6,500 shares in the form of restricted stock units