SEC Form 4 · accession 0000899243-15-010212
ZS Pharma, Inc. · ZSPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Alexander
Officer — Chief Executive Officer · Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2015 | D | 30,750 | $90.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (NQ) 3/1/13 | $2.1284 | Dec 17, 2015 | D | 448,453 | D | Mar 1, 2014 | Feb 28, 2023 | Common Stock | 448,453 | 0 | D |
| Employee Stock Option (ISO) 1/25/14 | $5.616 | Dec 17, 2015 | D | 39,566 | D | Jan 25, 2015 | Jan 24, 2024 | Common Stock | 39,566 | 0 | D |
| Employee Stock Option (NQ) 1/25/14 | $5.616 | Dec 17, 2015 | D | 132,473 | D | Jan 25, 2015 | Jan 24, 2024 | Common Stock | 132,473 | 0 | D |
| Employee Stock Option (ISO) 7/8/14 | $27.16 | Dec 17, 2015 | D | 2,864 | D | Jul 7, 2015 | Jul 6, 2024 | Common Stock | 2,864 | 0 | D |
| Employee Stock Option (NQ) 7/8/14 | $27.16 | Dec 17, 2015 | D | 74,748 | D | Jul 7, 2015 | Jul 6, 2024 | Common Stock | 74,748 | 0 | D |
| Employee Stock Option (ISO) 6/18/15 | $55.57 | Dec 17, 2015 | D | 1,799 | D | Jun 18, 2016 | Jun 17, 2025 | Common Stock | 1,799 | 0 | D |
| Employee Stock Option (NQ) 6/18/15 | $55.57 | Dec 17, 2015 | D | 73,201 | D | Jun 18, 2016 | Jun 17, 2025 | Common Stock | 73,201 | 0 | D |
Explanation of responses
- F1Includes 12,500 shares in the form of restricted stock units and 443 shares acquired under the Employee Stock Purchase Plan on December 9, 2015