SEC Form 4 · accession 0001498115-18-000010
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 9:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Sep 6, 2018 | S | 2,400 | $56.0143 | D | 28,211 | I | Yuan Family Trust dated 9/22/2006 |
| Common StockF3,F1 | Sep 7, 2018 | S | 17,600 | $56.5632 | D | 10,611 | I | Yuan Family Trust dated 9/22/2006 |
| Common StockF5,F4 | Sep 6, 2018 | S | 1,764 | $53.8913 | D | 85,059 | I | Timothy P. McAdam |
| Common StockF6,F4 | Sep 6, 2018 | S | 1,599 | $54.2733 | D | 83,460 | I | Timothy P. McAdam |
| Common StockF7,F4 | Sep 6, 2018 | S | 2,837 | $55.3264 | D | 80,623 | I | Timothy P. McAdam |
| Common StockF8,F4 | Sep 6, 2018 | S | 1,300 | $56.5279 | D | 79,323 | I | Timothy P. McAdam |
| Common StockF9,F4 | Sep 6, 2018 | S | 2,500 | $57.29 | D | 76,823 | I | Timothy P. McAdam |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F2This number represents a weighted average sales price. The shares were sold at prices ranging from $56.00 to $56.06. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F3This number represents a weighted average sales price. The shares were sold at prices ranging from $56.02 to $56.87. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F4Shares held directly by Timothy P. McAdam.
- F5This number represents a weighted average sales price. The shares were sold at prices ranging from $53.68 to $53.98. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F6This number represents a weighted average sales price. The shares were sold at prices ranging from $54.00 to $54.79. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F7This number represents a weighted average sales price. The shares were sold at prices ranging from $55.00 to $55.83. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F8This number represents a weighted average sales price. The shares were sold at prices ranging from $56.16 to $56.805. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F9This number represents a weighted average sales price. The shares were sold at $57.29. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Remarks
This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Technology Crossover Management VII, L.P., Jay C. Hoag, Richard H. Kimball, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, and Christopher P. Marshall on September 10, 2018.