SEC Form 4 · accession 0001498115-18-000006
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Jay C Hoag
Director · 10% Owner · Other
Jon Q Reynolds Jr.
Director · 10% Owner · Other
John Drew
Director · 10% Owner · Other
Rick Kimball
Director · 10% Owner · Other
Robert Trudeau
Director · 10% Owner · Other
Christopher P Marshall
Director · 10% Owner · Other
Timothy P McAdam
Director · 10% Owner · Other
TCV VII Management, L.L.C.
Director · 10% Owner · Other
Period of report
Jun 8, 2018
Accepted (ET)
Jun 11, 2018 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 8, 2018 | A | 3,193 | $0.00 | A | 7,161 | I | TCV VII Management, L.L.C. |
| Common StockF4 | holding | — | — | — | 8,579,694 | I | TCV VII, L.P. | |
| Common StockF5 | holding | — | — | — | 4,455,634 | I | TCV VII (A), L.P. | |
| Common StockF6 | holding | — | — | — | 81,123 | I | TCV Member Fund, L.P. | |
| Common StockF7 | holding | — | — | — | 35,753 | I | Timothy P. McAdam | |
| Common StockF8 | holding | — | — | — | 29,780 | I | Marshall Carroll 2000 Trust | |
| Common StockF9 | holding | — | — | — | 93,288 | I | Hoag Family Trust U/A Dtd 8/2/94 | |
| Common StockF10 | holding | — | — | — | 93,288 | I | Hamilton Investments Limited Partnership | |
| Common StockF11 | holding | — | — | — | 128,931 | I | Goose Rocks Beach Partners, L.P. | |
| Common StockF12 | holding | — | — | — | 266 | I | Marshall Partners |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.
- F10Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F11Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F12Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F2The shares underlying this restricted stock unit award vest on the day immediately preceding the Issuer's 2019 annual meeting of stockholders, subject to Timothy P. McAdam's continued service with the Issuer on such date.
- F3Held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.
- F4These securities are held by TCV VII, L.P. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F5These securities are held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F6These securities are held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F7Shares are held directly by Timothy P. McAdam.
- F8Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F9Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Remarks
All Reporting Persons may be part of a 13(d) group.