SEC Form 4 · accession 0001498115-17-000008
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
David Yuan
10% Owner · Other
John C. Rosenberg
10% Owner · Other
Timothy P McAdam
Director · 10% Owner · Other
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 14, 2017 | G | 20,304 | $0.00 | D | 0 | I | Yuan Family Trust dated 9/22/2006 |
| Common StockF2 | Nov 27, 2017 | J | 20,407 | $0.00 | A | 20,407 | I | Yuan Family Trust dated 9/22/2006 |
| Common StockF5 | Nov 27, 2017 | J | 16,521 | $0.00 | A | 16,521 | I | Rosenberg Family Trust |
| Common StockF7 | Nov 27, 2017 | J | 20,428 | $0.00 | A | 40,753 | I | Timothy P. McAdam |
| Common StockF8,F5 | Nov 28, 2017 | S | 8,000 | $42.351 | D | 8,521 | I | Rosenberg Family Trust |
| Common StockF9,F5 | Nov 28, 2017 | S | 8,521 | $42.6677 | D | 0 | I | Rosenberg Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a gift/charitable donation effective September 14, 2017. Not a market transaction thus no price is reported. No value was received in return for the gifted shares.
- F2David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3Acquisition by the Yuan Family Trust dated 9/22/2006 pursuant to an in kind pro-rata distribution by Technology Crossover Management VII, L.P. ("TCM VII") and TCV Member Fund, L.P. ("TCV MF") to each of their partners, without consideration.
- F4Acquisition by the Rosenberg Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F5John C. Rosenberg is a Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F6Acquisition by Timothy P. McAdam pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F7Shares held directly by Timothy P. McAdam.
- F8This number represents a weighted average sales price. The shares were sold at prices ranging from $41.865 to $42.50. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F9This number represents a weighted average sales price. The shares were sold at prices ranging from $42.50 to $42.87. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Remarks
This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VII, L.P., TCV VII (A), L.P., TCM VII, TCV MF, Jay C. Hoag, Richard H. Kimball, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, and Christopher P. Marshall on November 29, 2017.