SEC Form 4 · accession 0001498115-17-000006
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
David Yuan
10% Owner · Other
John C. Rosenberg
10% Owner · Other
Timothy P McAdam
Director · 10% Owner · Other
Period of report
Sep 5, 2017
Accepted (ET)
Sep 6, 2017 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 5, 2017 | J | 16,438 | $0.00 | A | 16,438 | I | Rosenberg Family Trust |
| Common StockF2,F5 | Sep 5, 2017 | J | 20,304 | $0.00 | A | 20,304 | I | Yuan Family Trust dated 9/22/2006 |
| Common StockF2,F7 | Sep 5, 2017 | J | 20,325 | $0.00 | A | 20,325 | I | Timothy P. McAdam |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition by the Rosenberg Family Trust pursuant to an in kind pro-rata distribution by Technology Crossover Management VII, L.P. ("TCM VII") and TCV Member Fund, L.P. ("TCV MF") to each of their partners, without consideration.
- F2This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VII, L.P., TCV VII (A), L.P., TCM VII, TCV MF, Jay C. Hoag, Richard H. Kimball, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, and Christopher P. Marshall on September 6, 2017.
- F3John C. Rosenberg is the Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F4Acquisition by the Yuan Family Trust dated 9/22/2006 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F5David L. Yuan is the Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F6Acquisition by Timothy P. McAdam pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F7Shares held directly by Timothy P. McAdam.