SEC Form 4 · accession 0001467001-18-000001
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Jay C Hoag
10% Owner · Other
Jon Q Reynolds Jr.
10% Owner · Other
John Drew
10% Owner · Other
Rick Kimball
10% Owner · Other
Robert Trudeau
10% Owner · Other
Christopher P Marshall
10% Owner · Other
Technology Crossover Management VII, L.P.
10% Owner · Other
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 9:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF12,F11 | Sep 6, 2018 | S | 465 | $52.8466 | D | 6,004 | I | Technology Crossover Management VII, L.P. |
| Common StockF13,F11 | Sep 6, 2018 | S | 1,704 | $53.4904 | D | 4,300 | I | Technology Crossover Management VII, L.P. |
| Common StockF14,F11 | Sep 6, 2018 | S | 1,084 | $54.6121 | D | 3,216 | I | Technology Crossover Management VII, L.P. |
| Common StockF15,F11 | Sep 6, 2018 | S | 3,061 | $55.5496 | D | 155 | I | Technology Crossover Management VII, L.P. |
| Common StockF16,F11 | Sep 6, 2018 | S | 155 | $56.20 | D | 0 | I | Technology Crossover Management VII, L.P. |
| Common StockF18,F17 | Sep 6, 2018 | S | 921 | $52.8678 | D | 81,860 | I | Robert W. Trudeau |
| Common StockF19,F17 | Sep 6, 2018 | S | 4,879 | $53.4362 | D | 76,981 | I | Robert W. Trudeau |
| Common StockF20,F17 | Sep 6, 2018 | S | 23,600 | $54.0897 | D | 53,381 | I | Robert W. Trudeau |
| Common StockF21,F17 | Sep 6, 2018 | S | 30,600 | $55.1955 | D | 22,781 | I | Robert W. Trudeau |
| Common StockF22,F17 | Sep 6, 2018 | S | 17,781 | $56.0018 | D | 5,000 | I | Robert W. Trudeau |
| Common StockF23,F17 | Sep 7, 2018 | S | 1,400 | $55.4958 | D | 3,600 | I | Robert W. Trudeau |
| Common StockF24,F17 | Sep 7, 2018 | S | 3,600 | $56.432 | D | 0 | I | Robert W. Trudeau |
| Common StockF26,F25 | Sep 7, 2018 | S | 41,725 | $55.3218 | D | 9,623 | I | Drew Family Trust dated 10/5/2004 |
| Common StockF27,F25 | Sep 7, 2018 | S | 9,623 | $56.3728 | D | 0 | I | Drew Family Trust dated 10/5/2004 |
| Common StockF26,F28 | Sep 7, 2018 | S | 25,543 | $55.3218 | D | 5,891 | I | Ten 271 Partners B |
| Common StockF27,F28 | Sep 7, 2018 | S | 5,891 | $56.3728 | D | 0 | I | Ten 271 Partners B |
| Common StockF1 | holding | — | — | — | 5,309,108 | I | TCV VII, L.P. | |
| Common StockF2 | holding | — | — | — | 2,757,144 | I | TCV VII (A), L.P. | |
| Common StockF3 | holding | — | — | — | 50,199 | I | TCV Member Fund, L.P. | |
| Common StockF4 | holding | — | — | — | 7,161 | I | TCV VII Management, L.L.C. | |
| Common StockF5 | holding | — | — | — | 210,195 | I | Hoag Family Trust U/A Dtd 8/2/94 | |
| Common StockF6 | holding | — | — | — | 210,195 | I | Hamilton Investments Limited Partnership | |
| Common StockF7 | holding | — | — | — | 290,505 | I | Goose Rocks Beach Partners, L.P. | |
| Common StockF8 | holding | — | — | — | 142,800 | I | Reynolds Family Trust | |
| Common StockF9 | holding | — | — | — | 78,742 | I | Marshall Carroll 2000 Trust | |
| Common StockF10 | holding | — | — | — | 931 | I | Marshall Partners |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F10Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F11These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F12This number represents a weighted average sales price. The shares were sold at prices ranging from $52.59 to $52.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F13This number represents a weighted average sales price. The shares were sold at prices ranging from $53.00 to $53.90. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F14This number represents a weighted average sales price. The shares were sold at prices ranging from $54.33 to $54.94. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F15This number represents a weighted average sales price. The shares were sold at prices ranging from $55.03 to $55.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F16This number represents a weighted average sales price. The shares were sold at prices ranging from $56.00 to $56.04. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F17Shares held directly by Robert W. Trudeau.
- F18This number represents a weighted average sales price. The shares were sold at prices ranging from $52.63 to $52.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F19This number represents a weighted average sales price. The shares were sold at prices ranging from $53.00 to $53.85. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F2These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F20This number represents a weighted average sales price. The shares were sold at prices ranging from $54.00 to $54.91. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F21This number represents a weighted average sales price. The shares were sold at prices ranging from $55.00 to $55.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F22This number represents a weighted average sales price. The shares were sold at prices ranging from $56.00 to $56.04. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F23This number represents a weighted average sales price. The shares were sold at prices ranging from $55.15 to $55.92. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F24This number represents a weighted average sales price. The shares were sold at prices ranging from $56.07 to $56.65. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F25John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F26This number represents a weighted average sales price. The shares were sold at prices ranging from $55.08 to $55.99. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F27This number represents a weighted average sales price. The shares were sold at prices ranging from $56.00 to $56.73. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F28John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F4Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.
- F5Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F6Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F7Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F8Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F9Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Remarks
This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Timothy P. McAdam and David L. Yuan on September 10, 2018.