SEC Form 4 · accession 0001420295-18-000002
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Jay C Hoag
10% Owner · Other
Jon Q Reynolds Jr.
10% Owner · Other
John Drew
10% Owner · Other
Rick Kimball
10% Owner · Other
Robert Trudeau
10% Owner · Other
TCV Member Fund, L.P.
10% Owner · Other
Vii(a) L P Tcv
10% Owner · Other
TCV VII LP
10% Owner · Other
Christopher P Marshall
10% Owner · Other
Technology Crossover Management VII, L.P.
10% Owner · Other
Period of report
Sep 5, 2018
Accepted (ET)
Sep 6, 2018 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 5, 2018 | J | 1,962,352 | $0.00 | D | 5,309,108 | I | TCV VII, L.P. |
| Common StockF4 | Sep 5, 2018 | J | 1,019,094 | $0.00 | D | 2,757,144 | I | TCV VII (A), L.P. |
| Common StockF6 | Sep 5, 2018 | J | 18,554 | $0.00 | D | 50,199 | I | TCV Member Fund, L.P. |
| Common StockF8 | Sep 5, 2018 | J | 756,542 | $0.00 | A | 756,542 | I | Technology Crossover Management VII, L.P. |
| Common StockF8 | Sep 5, 2018 | J | 750,073 | $0.00 | D | 6,469 | I | Technology Crossover Management VII, L.P. |
| Common StockF12 | Sep 5, 2018 | J | 70,144 | $0.00 | A | 210,195 | I | Hoag Family Trust U/A Dtd 8/2/94 |
| Common StockF14 | Sep 5, 2018 | J | 70,144 | $0.00 | A | 210,195 | I | Hamilton Investments Limited Partnership |
| Common StockF16 | Sep 5, 2018 | J | 96,944 | $0.00 | A | 290,505 | I | Goose Rocks Beach Partners, L.P. |
| Common StockF18 | Sep 5, 2018 | J | 85,680 | $0.00 | A | 142,800 | I | Reynolds Family Trust |
| Common StockF20 | Sep 5, 2018 | J | 51,348 | $0.00 | A | 51,348 | I | Drew Family Trust dated 10/5/2004 |
| Common StockF22 | Sep 5, 2018 | J | 31,434 | $0.00 | A | 31,434 | I | Ten 271 Partners B |
| Common StockF24 | Sep 5, 2018 | J | 82,781 | $0.00 | A | 82,781 | I | Robert W. Trudeau |
| Common StockF26 | Sep 5, 2018 | J | 31,777 | $0.00 | A | 78,742 | I | Marshall Carroll 2000 Trust |
| Common StockF28 | Sep 5, 2018 | J | 399 | $0.00 | A | 931 | I | Marshall Partners |
| Common StockF7 | holding | — | — | — | 7,161 | I | TCV VII Management, L.L.C. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In kind pro-rata distribution by TCV VII, L.P. ("TCV VII") to its partners, without consideration.
- F10In kind pro-rata distribution by TCM VII to its partners, without consideration.
- F11Acquisition by the Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F12Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F13Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F14Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F15Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F16Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F17Acquisition by the Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F18Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F19Acquisition by the Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F2These securities are directly held by TCV VII. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F20John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F21Acquisition by Ten 271 Partners B pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F22John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F23Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F24Shares held directly by Robert W. Trudeau.
- F25Acquisition by the Marshall Carroll 2000 Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F26Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F27Acquisition by Marshall Partners pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.
- F28Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3In kind pro-rata distribution by TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration.
- F4These securities are directly held by TCV VII (A). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F5In kind pro-rata distribution by TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration.
- F6These securities are directly held by TCV MF. The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F7Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.
- F8These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F9Acquisition by TCM VII pursuant to an in kind pro-rata distribution by TCV VII and TCV VII (A) to each of their partners, without consideration.
Remarks
This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Timothy P. McAdam and David L. Yuan on September 6, 2018.