SEC Form 4 · accession 0001420295-17-000001
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Jay C Hoag
10% Owner · Other
Jon Q Reynolds Jr.
10% Owner · Other
John Drew
10% Owner · Other
Rick Kimball
10% Owner · Other
Robert Trudeau
10% Owner · Other
TCV Member Fund, L.P.
10% Owner · Other
Vii(a) L P Tcv
10% Owner · Other
TCV VII LP
10% Owner · Other
Christopher P Marshall
10% Owner · Other
Technology Crossover Management VII, L.P.
10% Owner · Other
Period of report
Sep 5, 2017
Accepted (ET)
Sep 6, 2017 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 5, 2017 | J | 1,308,234 | $0.00 | D | 9,887,928 | I | TCV VII, L.P. |
| Common StockF2,F5 | Sep 5, 2017 | J | 679,396 | $0.00 | D | 5,135,030 | I | TCV VII (A), L.P. |
| Common StockF2,F7 | Sep 5, 2017 | J | 12,370 | $0.00 | D | 93,493 | I | TCV Member Fund, L.P. |
| Common StockF2,F9 | Sep 5, 2017 | J | 501,768 | $0.00 | A | 501,768 | I | Technology Crossover Management VII, L.P. |
| Common StockF2,F9 | Sep 5, 2017 | J | 497,779 | $0.00 | D | 3,989 | I | Technology Crossover Management VII, L.P. |
| Common StockF2,F12 | Sep 5, 2017 | J | 46,525 | $0.00 | A | 46,525 | I | Hoag Family Trust U/A Dtd 8/2/94 |
| Common StockF2,F14 | Sep 5, 2017 | J | 46,525 | $0.00 | A | 46,525 | I | Hamilton Investments Limited Partnership |
| Common StockF2,F18 | Sep 5, 2017 | J | 64,302 | $0.00 | A | 64,302 | I | Goose Rocks Beach Partners, L.P. |
| Common StockF2,F16 | Sep 5, 2017 | J | 56,832 | $0.00 | A | 56,832 | I | Reynolds Family Trust |
| Common StockF2,F20 | Sep 5, 2017 | J | 34,060 | $0.00 | A | 34,060 | I | Drew Family Trust dated 10/5/2004 |
| Common StockF2,F22 | Sep 5, 2017 | J | 20,850 | $0.00 | A | 20,850 | I | Ten 271 Partners B |
| Common StockF2,F24 | Sep 5, 2017 | J | 54,909 | $0.00 | A | 54,909 | I | Robert W. Trudeau |
| Common StockF2,F26 | Sep 5, 2017 | J | 21,077 | $0.00 | A | 21,077 | I | Marshall Carroll 2000 Trust |
| Common StockF2,F28 | Sep 5, 2017 | J | 266 | $0.00 | A | 266 | I | Marshall Partners |
| Common StockF29,F2,F9 | Sep 6, 2017 | S | 1,300 | $41.72 | D | 2,689 | I | Technology Crossover Management VII, L.P. |
| Common StockF30,F2,F9 | Sep 6, 2017 | S | 2,689 | $42.65 | D | 0 | I | Technology Crossover Management VII, L.P. |
| Common StockF31,F2,F24 | Sep 6, 2017 | S | 54,909 | $44.0427 | D | 0 | I | Robert W. Trudeau |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In kind pro-rata distribution by TCV VII, L.P. ("TCV VII") to its partners, without consideration.
- F10In kind pro-rata distribution by TCM VII to its partners, without consideration.
- F11Acquisition by the Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F12Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F13Acquisition by the Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F14Jay C. Hoag is the General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F15Acquisition by the Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F16Jon Q. Reynolds is the Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F17Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F18Richard H. Kimball is the General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F19Acquisition by the Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F2This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Timothy P. McAdam, John C. Rosenberg and David L. Yuan on September 6, 2017.
- F20John L. Drew is the Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F21Acquisition by Ten 271 Partners B pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F22John L. Drew is the General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F23Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F24Shares held directly by Robert W. Trudeau.
- F25Acquisition by the Marshall Carroll 2000 Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
- F26Christopher P. Marshall is the Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F27Acquisition by Marshall Partners pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.
- F28Christopher P. Marshall is the General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F29This number represents a weighted average sales price. The shares were sold at prices ranging from $41.32 to $41.90. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F3These securities are directly held by TCV VII. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F30This number represents a weighted average sales price. The shares were sold at prices ranging from $42.24 to $43.04. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F31This number represents a weighted average sales price. The shares were sold at prices ranging from $44.00 to $44.165. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F4In kind pro-rata distribution by TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration.
- F5These securities are directly held by TCV VII (A). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F6In kind pro-rata distribution by TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration.
- F7These securities are directly held by TCV MF. The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F8Acquisition by TCM VII pursuant to an in kind pro-rata distribution by TCV VII and TCV VII (A) to each of their partners, without consideration.
- F9These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.