SEC Form 4 · accession 0001406576-17-000002
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 8, 2017
Accepted (ET)
Sep 12, 2017 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 8, 2017 | S | 20,850 | $44.557 | D | 0 | I | Ten 271 Partners B |
| Common StockF3,F4 | Sep 11, 2017 | S | 16,438 | $44.413 | D | 0 | I | Rosenberg Family Trust |
| Common StockF5 | holding | — | — | — | 9,887,928 | I | TCV VII, L.P. | |
| Common StockF6 | holding | — | — | — | 5,135,030 | I | TCV VII (A), L.P. | |
| Common StockF7 | holding | — | — | — | 93,493 | I | TCV Member Fund, L.P. | |
| Common StockF8 | holding | — | — | — | 34,060 | I | Drew Family Trust dated 10/5/2004 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This number represents a weighted average sales price. The shares were sold at prices ranging from $44.34 to $44.81. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F2John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3This number represents a weighted average sales price. The shares were sold at prices ranging from $44.19 to $44.98. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F4John C. Rosenberg is a Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F5These securities are directly held by TCV VII, L.P. ("TCV VII"). John L. Drew, John C. Rosenberg and seven other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII. John L. Drew and John C. Rosenberg may be deemed to beneficially own the securities held by TCV VII, but each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F6These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). John L. Drew and John C. Rosenberg may be deemed to beneficially own the securities held by TCV VII (A), but each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F7These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. John L. Drew and John C. Rosenberg may be deemed to beneficially own the securities held by TCV MF, but each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F8John L. Drew is the Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.