SEC Form 4 · accession 0001209191-18-061526
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Ramos
Officer — Sr. VP-Corporate Development
Period of report
Dec 4, 2018
Accepted (ET)
Dec 7, 2018 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2018 | M | 750 | $4.00 | A | 24,902 | D | |
| Common Stock | Dec 4, 2018 | M | 360 | $11.55 | A | 25,262 | D | |
| Common Stock | Dec 4, 2018 | M | 750 | $15.02 | A | 26,012 | D | |
| Common Stock | Dec 4, 2018 | M | 500 | $32.17 | A | 26,512 | D | |
| Common Stock | Dec 4, 2018 | M | 500 | $37.74 | A | 27,012 | D | |
| Common Stock | Dec 4, 2018 | S | 5,446 | $50.77 | D | 21,566 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $4.00 | Dec 4, 2018 | M | 750 | D | — | Dec 23, 2023 | Common Stock | 750 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $11.55 | Dec 4, 2018 | M | 360 | D | — | May 15, 2025 | Common Stock | 360 | 2,040 | D |
| Employee Stock Option (Right to Buy)F3 | $15.02 | Dec 4, 2018 | M | 750 | D | — | Feb 14, 2026 | Common Stock | 750 | 6,500 | D |
| Employee Stock Option (Right to Buy)F4 | $32.17 | Dec 4, 2018 | M | 500 | D | — | May 14, 2027 | Common Stock | 500 | 6,834 | D |
| Employee Stock Option (Right to Buy)F5 | $37.74 | Dec 4, 2018 | M | 500 | D | — | Mar 31, 2028 | Common Stock | 500 | 8,667 | D |
Explanation of responses
- F1Immediately exercisable. The option vests with respect to 20% of the shares on December 23, 2014 and, with respect to 1/48th of the remaining shares, the option vests on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date.
- F2Immediately exercisable. The option vests with respect to 20% of the shares on May 15, 2016 and, with respect to 1/48th of the remaining shares, the option vests on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date.
- F3Immediately exercisable. The option vests with respect to 20% of the shares on February 15, 2017 and, with respect to 1/48th of the remaining shares, the option vests on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date.
- F4This option vests and becomes exercisable in sixty (60) equal monthly installments on the 1st day of each calendar month beginning on June 1, 2017, subject to the Reporting Person's continuous service through each vesting date.
- F5This option vests and becomes exercisable in sixty (60) equal monthly installments on the 1st day of each calendar month beginning on May 1, 2018, subject to the Reporting Person's continuous service through each vesting date.