SEC Form 4 · accession 0001209191-18-051489

Alarm.com Holdings, Inc. · ALRM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Daniel Kerzner

Officer — Chief Product Officer

Period of report

Sep 14, 2018

Accepted (ET)

Sep 18, 2018 · 4:45 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001459200

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Sep 14, 2018	M	17,500	$4.00	A	41,633	D
Common Stock^F2	Sep 14, 2018	S	7,080	$56.14	D	34,553	D
Common Stock^F3	Sep 14, 2018	S	10,420	$57.05	D	24,133	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$4.00	Sep 14, 2018	M	17,500	D	—	Dec 23, 2023	Common Stock	17,500	10,000	D

Explanation of responses

F1Includes 164 shares acquired under the Alarm.com Holdings, Inc. 2015 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 - $56.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.00 - $57.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4Immediately exercisable. The option vested with respect to 25% of the total option shares on December 23, 2014 and, with respect to 1/36th of the remaining shares, the option vests on the first day of each month thereafter over the following three years, subject to the Reporting Person's continuous service through each vesting date. On the date of event requiring this filing, an additional 17,500 shares were fully vested.