SEC Form 4 · accession 0001209191-18-050844
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean-Paul Martin
Officer — Chief Technology Officer
Period of report
Sep 11, 2018
Accepted (ET)
Sep 13, 2018 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2018 | M | 10,000 | $11.55 | A | 148,004 | D | |
| Common StockF1 | Sep 11, 2018 | S | 10,000 | $56.68 | D | 138,004 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $11.55 | Sep 11, 2018 | M | 10,000 | D | — | May 15, 2025 | Common Stock | 10,000 | 5,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.51 - $56.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2The option is immediately exercisable. However, the option vests with respect to 20% of the shares on May 15, 2016 and, with respect to 1/48th of the remaining shares, on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date. On the date of event requiring this filing, 10,000 shares were fully vested.