SEC Form 4 · accession 0001209191-18-038571

Alarm.com Holdings, Inc. · ALRM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Stephen Trundle

Officer — President and CEO · Director

Period of report

Jun 15, 2018

Accepted (ET)

Jun 19, 2018 · 4:35 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001459200

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 15, 2018	M	15,000	$3.89	A	204,691	D
Common Stock^F2	Jun 15, 2018	S	15,000	$45.51	D	189,691	D
Common Stock	Jun 18, 2018	M	7,193	$3.89	A	196,884	D
Common Stock^F3	Jun 18, 2018	S	7,193	$45.54	D	189,691	D
Common Stock^F4	holding	—	—		—	130,118	I	By Trust
Common Stock^F5	holding	—	—		—	204,642	I	By Trust
Common Stock^F6	holding	—	—		—	2,141,235	I	By LLC

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F7	$3.89	Jun 15, 2018	M	15,000	D	—	Jul 11, 2022	Common Stock	15,000	37,193	D
Stock Option (Right to Buy)^F7	$3.89	Jun 18, 2018	M	7,193	D	—	Jul 11, 2022	Common Stock	7,193	30,000	D

Explanation of responses

F1These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.49 - $45.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.52 - $45.60, inclusive.
F4These shares are owned by the Stephen Trundle 2015 Gift Trust (the "Trust"). Certain members of the Reporting Person's immediate family are beneficiaries of the Trust. The Reporting Person disclaims beneficial ownership of the shares owned by the Trust except to the extent, if any, of his pecuniary interest therein.
F5These shares are owned by the Stephen Trundle 2015 4 Year GRAT (the "4 Year GRAT"). The Reporting Person is the sole trustee and primary beneficiary of the 4 Year GRAT.
F6These shares are owned by Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of the shares owned by Backbone except to the extent, if any, of his pecuniary interest therein.
F7Immediately exercisable.