SEC Form 4 · accession 0001209191-18-035830
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Ramos
Officer — Sr. VP-Corporate Development
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2018 | M | 4,172 | $3.89 | A | 71,700 | D | |
| Common StockF1 | Jun 1, 2018 | S | 4,172 | $45.27 | D | 67,528 | D | |
| Common Stock | Jun 1, 2018 | G | 2,528 | $0.00 | D | 65,000 | D | |
| Common Stock | Jun 4, 2018 | M | 15,828 | $3.89 | A | 80,828 | D | |
| Common StockF2 | Jun 4, 2018 | S | 15,828 | $45.28 | D | 65,000 | D | |
| Common Stock | Jun 5, 2018 | M | 18,223 | $3.89 | A | 83,223 | D | |
| Common StockF3 | Jun 5, 2018 | S | 18,223 | $45.26 | D | 65,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $3.89 | Jun 1, 2018 | M | 4,172 | D | — | Jul 11, 2022 | Common Stock | 4,172 | 34,051 | D |
| Employee Stock Option (Right to Buy)F4 | $3.89 | Jun 4, 2018 | M | 15,828 | D | — | Jul 11, 2022 | Common Stock | 15,828 | 18,223 | D |
| Employee Stock Option (Right to Buy)F4 | $3.89 | Jun 5, 2018 | M | 18,223 | D | — | Jul 11, 2022 | Common Stock | 18,223 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.25 to $45.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.25 to $45.37, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.25 to $45.34, inclusive.
- F4Fully vested.