SEC Form 4 · accession 0001209191-18-029946
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Ramos
Officer — Sr. VP-Corporate Development
Period of report
May 11, 2018
Accepted (ET)
May 14, 2018 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2018 | M | 15,155 | $0.41 | A | 82,683 | D | |
| Common StockF1 | May 11, 2018 | S | 15,155 | $40.00 | D | 67,528 | D | |
| Common Stock | May 14, 2018 | M | 44,514 | $0.41 | A | 112,042 | D | |
| Common StockF2 | May 14, 2018 | S | 44,514 | $40.14 | D | 67,528 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $0.41 | May 11, 2018 | M | 15,155 | D | — | Jun 30, 2019 | Common Stock | 15,155 | 44,514 | D |
| Stock Option (Right to Buy)F3 | $0.41 | May 14, 2018 | M | 44,514 | D | — | Jun 30, 2019 | Common Stock | 44,514 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.99 - $40.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.99 - $40.25, inclusive.
- F3Immediately exercisable.