SEC Form 4 · accession 0001209191-17-053041
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean-Paul Martin
Officer — Chief Technology Officer
Period of report
Sep 5, 2017
Accepted (ET)
Sep 15, 2017 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2017 | M | 10,000 | $0.41 | A | 140,404 | D | |
| Common StockF1 | Sep 5, 2017 | S | 10,000 | $45.13 | D | 130,404 | D | |
| Common Stock | Sep 11, 2017 | M | 450 | $0.41 | A | 130,854 | D | |
| Common Stock | Sep 11, 2017 | S | 450 | $45.00 | D | 130,404 | D | |
| Common Stock | Sep 15, 2017 | M | 29,314 | $0.41 | A | 159,718 | D | |
| Common StockF2 | Sep 15, 2017 | S | 29,314 | $44.36 | D | 130,404 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $0.41 | Sep 5, 2017 | M | 10,000 | D | — | Jun 30, 2019 | Common Stock | 10,000 | 29,764 | D |
| Stock Option (Right to Buy)F3 | $0.41 | Sep 11, 2017 | M | 450 | D | — | Jun 30, 2019 | Common Stock | 450 | 29,314 | D |
| Stock Option (Right to Buy)F3 | $0.41 | Sep 15, 2017 | M | 29,314 | D | — | Jun 30, 2019 | Common Stock | 29,314 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.82 - $45.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.03 - $44.99, inclusive.
- F3Immediately exercisable.