SEC Form 4 · accession 0001209191-17-050969

Alarm.com Holdings, Inc. · ALRM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Stephen Trundle

Officer — President and CEO · Director

Period of report

Aug 29, 2017

Accepted (ET)

Aug 31, 2017 · 8:47 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001459200

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Aug 29, 2017	M	38,592	$0.41	A	310,733	D
Common Stock^F2,F1	Aug 29, 2017	S	38,592	$44.94	D	272,141	D
Common Stock^F3,F1	Aug 30, 2017	S	29,100	$45.75	D	243,041	D
Common Stock^F4,F1	Aug 31, 2017	S	10,850	$44.98	D	232,191	D
Common Stock^F5	Aug 11, 2017	G	140,118	$0.00	D	0	I	By Trust
Common Stock^F6	holding	—	—		—	204,642	I	By Trust
Common Stock^F7	holding	—	—		—	2,141,235	I	By LLC

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F8	$0.41	Aug 29, 2017	M	38,592	D	—	Jun 30, 2019	Common Stock	38,592	0	D

Explanation of responses

F1Includes (i) 44,804 shares previously held by the Stephen Trundle 2015 2 Year GRAT (the "2 Year GRAT"), and (ii) 20,520 shares previously held by the Stephen Trundle 2015 4 Year GRAT (the "4 Year GRAT"), which were distributed to the Reporting Person on August 11, 2017 and are now owned directly.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.80 - $45.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.41 - $45.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.95 - $45.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F5The Reporting Person had previously contributed 250,000 shares of common stock to the 2 Year GRAT. Upon termination of the 2 Year GRAT on August 11, 2017, 140,118 of the shares were transferred to the Stephen Trundle 2015 Gift Trust. The remaining 109,882 shares were previously distributed to the reporting person and continue to be reported in this Form 4 as directly owned.
F6These shares are owned by the 4 Year GRAT. The Reporting Person is the sole trustee and primary beneficiary of the 4 Year GRAT.
F7These shares are owned by Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of those shares owned by Backbone except to the extent of his pecuniary interest therein.
F8Immediately exercisable.