SEC Form 4 · accession 0001209191-17-048455
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Kerzner
Officer — Chief Product Officer
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2017 | M | 6,086 | $4.00 | A | 17,151 | D | |
| Common Stock | Aug 8, 2017 | S | 6,086 | $40.01 | D | 11,065 | D | |
| Common Stock | Aug 9, 2017 | M | 13,914 | $4.00 | A | 24,979 | D | |
| Common StockF2 | Aug 9, 2017 | S | 13,914 | $40.30 | D | 11,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $4.00 | Aug 8, 2017 | M | 6,086 | D | — | Dec 23, 2023 | Common Stock | 6,086 | 76,414 | D |
| Employee Stock Option (Right to Buy)F3 | $4.00 | Aug 9, 2017 | M | 13,914 | D | — | Dec 23, 2023 | Common Stock | 13,914 | 62,500 | D |
Explanation of responses
- F1These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.01 - $41.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3Immediately exercisable.