SEC Form 4 · accession 0001209191-17-033332
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Ramos
Officer — Sr. VP-Corporate Development
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 15, 2017 | A | 10,000 | $0.00 | A | 202,404 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $32.17 | May 15, 2017 | A | 10,000 | A | — | May 14, 2027 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1This security represents restricted stock units granted under the Issuer's 2015 Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.
- F2The restricted stock unit grant vests with respect to 40% of the shares on May 15, 2019; 40% of the shares on May 15, 2021; and 20% of the shares on May 15, 2022, subject to the Reporting Person's continued service with the Issuer.
- F3Includes 274 shares acquired under the Alarm.com Holdings, Inc. 2015 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F4This option shall vest and become exercisable in sixty equal monthly installments on the 1st day of each calendar month beginning on June 1, 2017, subject to the Reporting Person's continued service with the Issuer.