SEC Form 5 · accession 0001209191-17-010451
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Trundle
Officer — President and CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2016 | G | 10,000 | $0.00 | D | 206,817 | D | |
| Common StockF2 | holding | — | — | — | 184,922 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 225,162 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 2,141,235 | I | By LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes (i) 65,078 shares previously held by the Stephen Trundle 2015 2 Year GRAT (the "2 Year GRAT"), and (ii) 24,838 shares previously held by the Stephen Trundle 2015 4 Year GRAT (the "4 Year GRAT"), which were distributed to the Reporting Person on September 1, 2016 and are now owned directly.
- F2These shares are owned by the 2 Year GRAT. The Reporting Person is the sole trustee and primary beneficiary of the 2 Year GRAT.
- F3These shares are owned by the 4 Year GRAT. The Reporting Person is the sole trustee and primary beneficiary of the 4 Year GRAT.
- F4These shares are owned Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of those shares owned by Backbone except to the extent of his pecuniary interest therein.