SEC Form 4 · accession 0001209191-15-058658
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
ABS CAPITAL PARTNERS V LP
10% Owner
ABS Capital Partners V-A L P
10% Owner
ABS Capital Partners V Offshore, LP
10% Owner
ABS Partners V LLC
10% Owner
ABS Partners V, L.P.
10% Owner
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 2:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 1, 2015 | C | 14,155,263 | — | A | 14,155,263 | D | |
| Common StockF3,F2 | Jul 1, 2015 | S | 798,850 | $13.02 | D | 13,356,413 | D | |
| Common StockF1,F4 | Jul 1, 2015 | C | 732,672 | — | A | 732,672 | I | By: Limited Partnership |
| Common StockF5,F4 | Jul 1, 2015 | S | 41,348 | $13.02 | D | 691,324 | I | By: Limited Partnership |
| Common StockF1,F6 | Jul 1, 2015 | C | 863,649 | — | A | 863,649 | I | By: Limited Partnership |
| Common StockF7,F6 | Jul 1, 2015 | S | 48,740 | $13.02 | D | 814,909 | I | By: Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF1,F2 | — | Jul 1, 2015 | C | 1,572,847 | D | — | — | Common Stock | 14,155,263 | 0 | D |
| Series A Preferred StockF1,F4 | — | Jul 1, 2015 | C | 81,408 | D | — | — | Common Stock | 732,672 | 0 | I |
| Series A Preferred StockF1,F6 | — | Jul 1, 2015 | C | 95,961 | D | — | — | Common Stock | 863,649 | 0 | I |
Explanation of responses
- F1Each share of the Series A Prefered Stock automatically converted into 9 shares of common stock upon the closing of the Issuer's initial public offering. The Series A Preferred Stock has no expiration date.
- F2These shares are held directly by ABS Capital Partners V, L.P. ("ABS Capital V"). ABS Partners V, LLC (the "LLC") is the general partner of ABS Partners V, L.P. ("ABS Partners V"), which is the general partner of ABS Capital V. Donald Hebb, Jr., Phillip Clough, John Stobo, Jr., Mark Anderson, Stephanie Carter, Ashoke Goswami, James Stevenson, Ralph Terkowitz, a director of the Issuer, Timothy Weglicki and Laura Witt (collectively, the "ABS Managers") are the managing members of the LLC and, as such, share voting and dispositive power over the shares held by ABC Capital V. None of the ABS Managers acting alone have voting or dispositive power over the shares held by ABS Capital V.
- F3These shares were sold by ABS Capital V.
- F4These shares are held directly by ABS Capital Partners V-A, L.P. ("ABS Capital V-A"). The LLC is the general partner of ABS Partners V, which is the general partner of ABS Capital V-A. The ABS Managers are the managing members of the LLC and, as such, share voting and dispositive power over the shares held by ABS Capital V-A. None of the ABS Managers acting alone have voting or dispositive power over the shares held by ABS Capital V-A.
- F5These shares were sold by ABS Capital Partners V-A.
- F6These shares are held directly by ABS Capital Partners Offshore, L.P. ("ABS Capital Offshore"). The LLC is the general partner of ABS Partners V, which is the general partner of ABS Capital Offshore. The ABS Managers are the managing members of the LLC and, as such, share voting and dispositive power over the shares held by ABS Capital Offshore. None of the ABS Managers acting alone have voting or dispositive power over the shares held by ABS Capital Offshore.
- F7These shares were sold by ABS Capital Offshore.