SEC Form 4 · accession 0001209191-15-058657

Alarm.com Holdings, Inc. · ALRM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Ralph S Terkowitz

Director · 10% Owner

Period of report

Jul 1, 2015

Accepted (ET)

Jul 2, 2015 · 2:43 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001459200

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jul 1, 2015	C	14,155,263	—	A	14,155,263	I	By: Limited Partnership
Common Stock^F3,F2	Jul 1, 2015	S	798,850	$13.02	D	13,356,413	I	By: Limited Partnership
Common Stock^F1,F4	Jul 1, 2015	C	732,672	—	A	732,672	I	By: Limited Partnership
Common Stock^F5,F4	Jul 1, 2015	S	41,348	$13.02	D	691,324	I	By: Limited Partnership
Common Stock^F1,F6	Jul 1, 2015	C	863,649	—	A	863,649	I	By: Limited Partnership
Common Stock^F7,F6	Jul 1, 2015	S	48,740	$13.02	D	814,909	I	By: Limited Partnership

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series A Preferred Stock^F1,F2	—	Jul 1, 2015	C	1,572,807	D	—	—	Common Stock	14,155,263	I
Series A Preferred Stock^F1,F4	—	Jul 1, 2015	C	81,408	D	—	—	Common Stock	732,672	I
Series A Preferred Stock^F1,F6	—	Jul 1, 2015	C	95,961	D	—	—	Common Stock	863,649	I

Explanation of responses

F1Each share of the Series A Preferred Stock automatically converted into 9 shares of common stock upon the closing of the issuer's initial public offering. The Series A Preferred Stock has no expiration date.
F2These shares are owned by ABS Capital Partners V, L.P. ("ABS Capital V"). The Reporting Person is a manager of ABS Partners V, LLC (the "LLC"), the general partner of ABS Partners V, L.P ("ABS Partners V"), which is the general partner of ABS Capital V and, as such, exercises voting and dispositive power over the shares held by ABS Capital V. The Reporting Person disclaims beneficial ownership of the shares held by ABS Capital V, except to the extent of his pecuniary interest therein.
F3These shares were sold by ABS Capital V. The Reporting Person is a manager of the LLC, the general partner of ABS Partners V, which is the general partner of ABS Capital V and, as such, exercises voting and dispositive power over the shares held by ABS Capital V. The Reporting Person disclaims beneficial ownership of the shares held by ABS Capital V, except to the extent of his pecuniary interest therein.
F4These shares are owned by ABS Capital Partners V-A, L.P. ("ABS Capital V-A"). The Reporting Person is a manager of the LLC, the general partner of ABS Partners V, which is the general partner of ABS Capital V-A and, as such, exercises voting and dispositive power over the shares held by ABS Capital V-A. The Reporting Person disclaims beneficial ownership of the shares held by ABS Capital V-A, except to the extent of his pecuniary interest therein.
F5These shares were sold by ABS Capital V-A. The Reporting Person is a manager of the LLC, the general partner of ABS Partners V, which is the general partner of ABS Capital V-A and, as such, exercises voting and dispositive power over the shares held by ABS Capital V-A. The Reporting Person disclaims beneficial ownership of the shares held by ABS Capital V-A, except to the extent of his pecuniary interest therein.
F6These shares are owned by ABS Capital Partners V Offshore, LP ("ABS Capital Offshore"). The Reporting Person is a manager of the LLC, the general partner of ABS Partners V, which is the general partner of ABS Capital Offshore and, as such, exercises voting and dispositive power over the shares held by ABS Capital Offshore. The Reporting Person disclaims beneficial ownership of the shares held by ABS Capital Offshore, except to the extent of his pecuniary interest therein.
F7These shares were sold by ABS Capital Offshore. The Reporting Person is a manager of the LLC, the general partner of ABS Partners V, which is the general partner of ABS Capital Offshore and, as such, exercises voting and dispositive power over the shares held by ABS Capital Offshore. The Reporting Person disclaims beneficial ownership of the shares held by ABS Capital Offshore, except to the extent of his pecuniary interest therein.