SEC Form 4 · accession 0001209191-15-058651

Alarm.com Holdings, Inc. · ALRM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Jul 1, 2015

Accepted (ET)

Jul 2, 2015 · 2:35 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001459200

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jul 1, 2015	C	1,566,594	—	A	2,193,495	I	See Footnote
Common Stock^F3,F2	Jul 1, 2015	C	574,641	—	A	2,768,136	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Preferred Stock^F1,F4	—	Jul 1, 2015	C	174,066	D	—	—	Common Stock	1,566,594	0	I
Series B-1 Preferred Stock^F3,F4	—	Jul 1, 2015	C	63,849	D	—	—	Common Stock	574,641	0	I

F1Each share of the Series A Preferred Stock automatically converted into 9 shares of common stock upon the closing of the issuer's initial public offering. The Series A Preferred Stock has no expiration date.
F2Includes (i) 126,901 shares which are owned directly by the Reporting Person; (ii) 250,000 shares which are owned by the Stephen Trundle 2015 2 Year GRAT (the "2 year GRAT"); and (iii) 250,000 shares are owned by the Stephen Trundle 2015 4 Year GRAT (the "4 year GRAT"). The Reporting Person is the sole trustee and primary beneficiary of each of the 2 year GRAT and the 4 year GRAT. The remainder of the shares are owned Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of those shares owned by Backbone except to the extent of his pecuniary interest therein.
F3Each share of the Series B-1 Preferred Stock automatically converted into 9 shares of common stock upon the closing of the issuer's initial public offering. The Series B-1 Preferred Stock has no expiration date.
F4These shares were owned by Backbone. The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of those shares owned by Backbone except to the extent of his pecuniary interest therein.