SEC Form 4 · accession 0001123292-16-002616
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
ABS CAPITAL PARTNERS V LP
10% Owner
ABS Capital Partners V-A L P
10% Owner
ABS Capital Partners V Offshore, LP
10% Owner
ABS Partners V LLC
10% Owner
ABS Partners V, L.P.
10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Aug 19, 2016 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 31, 2015 | J | 12,884,619 | $0.00 | D | 0 | D | |
| Common StockF3 | Dec 31, 2015 | J | 666,904 | $0.00 | D | 0 | I | By Limited Partnership |
| Common StockF4 | Dec 31, 2015 | J | 786,123 | $0.00 | D | 0 | I | By Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 31, 2015, all remaining portfolio investments of ABS Capital Partners V, L.P. ("ABS Capital V"), ABS Capital Partners V Offshore, L.P. ("ABS Capital Offshore"), ABS Capital Partners V-A, L.P. ("ABS Capital V-A"), ABS Partners V, LLC (the "LLC") and ABS Partners V, L.P. ("ABS Partners V") (collectively, the "Funds") were transferred to ABS Capital Partners V Trust, a liquidating trust, for which ABS Capital Partners, Inc. serves as trustee, in connection with the dissolution and liquidation of the Funds.
- F2These shares were held directly by ABS Capital V. The LLC was the general partner of ABS Partners V, which was the general partner of ABS Capital V. Donald Hebb, Jr., Phillip Clough, John Stobo, Jr., Mark Anderson, Stephanie Carter, Ashoke Goswami, James Stevenson, Ralph Terkowitz, Timothy Weglicki and Laura Witt (collectively, the "ABS Managers") were the managing members of the LLC and, as such, shared voting and dispositive power over the shares held by ABC Capital V. None of the ABS Managers acting alone had voting or dispositive power over the shares held by ABS Capital V.
- F3These shares were held directly by ABS Capital V-A. The LLC was the general partner of ABS Partners V, which was the general partner of ABS Capital V-A. The ABS Managers were the managing members of the LLC and, as such, shared voting and dispositive power over the shares held by ABS Capital V-A. None of the ABS Managers acting alone had voting or dispositive power over the shares held by ABS Capital V-A.
- F4These shares were held directly by ABS Capital Offshore. The LLC was the general partner of ABS Partners V, which was the general partner of ABS Capital Offshore. The ABS Managers were the managing members of the LLC and, as such, shared voting and dispositive power over the shares held by ABS Capital Offshore. None of the ABS Managers acting alone had voting or dispositive power over the shares held by ABS Capital Offshore.