SEC Form 4 · accession 0001082906-15-000028
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Jay C Hoag
10% Owner · Other
Jon Q Reynolds Jr.
10% Owner · Other
John Drew
10% Owner · Other
Rick Kimball
10% Owner · Other
Robert Trudeau
10% Owner · Other
David Yuan
10% Owner · Other
John C. Rosenberg
10% Owner · Other
Vii(a) L P Tcv
10% Owner · Other
TCV VII LP
10% Owner · Other
Christopher P Marshall
10% Owner · Other
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 1, 2015 | C | 10,614,744 | — | A | 10,614,744 | I | TCV VII, L.P. |
| Common StockF2,F3 | Jul 1, 2015 | P | 581,418 | $13.02 | A | 11,196,162 | I | TCV VII, L.P. |
| Common StockF1,F2,F4 | Jul 1, 2015 | C | 5,512,482 | — | A | 5,512,482 | I | TCV VII (A), L.P. |
| Common StockF2,F4 | Jul 1, 2015 | P | 301,944 | $13.02 | A | 5,814,426 | I | TCV VII (A), L.P. |
| Common StockF1,F2,F5 | Jul 1, 2015 | C | 100,287 | — | A | 100,287 | I | TCV Member Fund, L.P. |
| Common StockF2,F5 | Jul 1, 2015 | P | 5,576 | $13.02 | A | 105,863 | I | TCV Member Fund, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF1,F2,F3 | — | Jul 1, 2015 | C | 1,179,416 | D | — | — | Common Stock | 10,614,744 | 0 | I |
| Series B Preferred StockF1,F2,F4 | — | Jul 1, 2015 | C | 612,498 | D | — | — | Common Stock | 5,512,482 | 0 | I |
| Series B Preferred StockF1,F2,F5 | — | Jul 1, 2015 | C | 11,143 | D | — | — | Common Stock | 100,287 | 0 | I |
Explanation of responses
- F1The Series B Preferred Stock automatically converted into 9 shares of common stock upon the closing of the Issuer's initial public offering. The Series B Preferred Stock has no expiration date.
- F2This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Timothy P. McAdam, TCV Member Fund, L.P., Technology Crossover Management VII, L.P., and Technology Crossover Management VII, Ltd. on July 2, 2015.
- F3These securities are directly held by TCV VII, L.P. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F4These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- F5These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.