SEC Form 4 · accession 0001209191-18-028674
MINDBODY, Inc. · MB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly Gail Lytikainen
Officer — Chief Legal Officer &Secretary
Period of report
May 7, 2018
Accepted (ET)
May 8, 2018 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 7, 2018 | M | 3,500 | $13.91 | A | 48,109 | D | |
| Class A Common StockF3,F1 | May 7, 2018 | S | 3,500 | $44.6614 | D | 44,609 | D | |
| Class A Common StockF4 | holding | — | — | — | 19,396 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F5 | $13.91 | May 7, 2018 | M | 3,500 | D | — | Mar 21, 2026 | Class A Common Stock | 3,500 | 16,280 | D |
Explanation of responses
- F1Includes 44,609 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- F2The sales reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.20 to $45.00, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
- F4Includes 19,396 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement
- F5One-fourth (1/4th) of the shares subject to the option vested on March 21, 2017, and one forty-eighth (1/48th) of the total shares subject to the option vest monthly thereafter, subject to the Reporting Person continuing to be a Service Provider through each applicable vesting date.