SEC Form 4 · accession 0001209191-18-020352

MINDBODY, Inc. · MB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO · Director

Period of report

Mar 14, 2018

Accepted (ET)

Mar 16, 2018 · 6:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001458962

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F3	Mar 14, 2018	C	13,600	$0.00	A	13,600	I	See Footnote
Class A Common Stock^F4,F3	Mar 14, 2018	S	13,600	$40.57	D	0	I	See Footnote
Class A Common Stock^F1	holding	—	—		—	174,455	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock (convertible into Class A Common Stock)^F3,F5	—	Mar 14, 2018	C	13,600	D	—	—	Class A Common Stock	13,600	10,150	I
Class B Common Stock (convertible into Class A Common Stock)^F5	—	holding	—	—	—	—	—	Class A Common Stock	682,188	682,188	D
Class B Common Stock (convertible into Class A Common Stock)^F6,F5	—	holding	—	—	—	—	—	Class A Common Stock	1,250	1,250	I
Class B Common Stock (convertible into Class A Common Stock)^F7,F5	—	holding	—	—	—	—	—	Class A Common Stock	1,250	1,250	I

F1Includes 157,438 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement.
F2Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the Reporting Person.
F3The shares are held of record by the Reporting Person's spouse.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.40 to $40.70, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
F5Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F6The shares are held of record by the Reporting Person's child.
F7The shares are held of record by the Reporting Person's spouse as custodian for the benefit of her minor child.