SEC Form 4 · accession 0001209191-18-019237

MINDBODY, Inc. · MB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Technology Officer

Period of report

Mar 12, 2018

Accepted (ET)

Mar 13, 2018 · 4:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001458962

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F2	Mar 12, 2018	S	1,210	$40.00	D	52,494	D
Class A Common Stock^F2	Mar 12, 2018	M	3,734	$13.91	A	56,228	D
Class A Common Stock^F2	Mar 12, 2018	M	1,266	$16.98	A	57,494	D
Class A Common Stock^F2	Mar 12, 2018	S	5,000	$40.00	D	52,494	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options (Right to Buy)^F3	$13.91	Mar 12, 2018	M	3,734	D	—	Mar 21, 2026	Class A Common Stock	3,734	17,041	D
Employee Stock Options (Right to Buy)^F4	$16.98	Mar 12, 2018	M	1,266	D	—	Aug 22, 2026	Class A Common Stock	1,266	19,034	D

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2Includes 44,690 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F3One-fourth (1/4th) of the shares subject to the option vested on March 21, 2017, and one forty-eighth (1/48th) of the total shares subject to the option vests monthly thereafter, subject to the Reporting Person continuing to be a Service Provider through each applicable vesting date.
F4One-fourth (1/4th) of the shares subject to the option vested on August 22, 2017, and one forty-eighth (1/48th) of the total shares subject to the option vests monthly thereafter, subject to the Reporting Person continuing to be a Service Provider through each applicable vesting date.