SEC Form 4 · accession 0001209191-17-064024

MINDBODY, Inc. · MB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Richard Lee Stollmeyer

Officer — CEO · Director

Period of report

Dec 1, 2017

Accepted (ET)

Dec 5, 2017 · 5:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001458962

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F2	Dec 1, 2017	C	11,339	$0.00	A	113,316	D
Class A Common Stock^F4,F2	Dec 1, 2017	S	11,339	$31.6866	D	101,977	D
Class A Common Stock^F2	Dec 1, 2017	C	6,400	$0.00	A	108,377	D
Class A Common Stock^F5,F2	Dec 1, 2017	S	6,400	$32.4288	D	101,977	D
Class A Common Stock^F2	Dec 4, 2017	C	1,562	$0.00	A	103,539	D
Class A Common Stock^F2	Dec 4, 2017	G	1,562	$0.00	D	101,977	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock (convertible into Class A Common Stock)^F7	—	Dec 1, 2017	C	17,739	D	—	—	Class A Common Stock	17,739	739,803	D
Class B Common Stock (convertible into Class A Common Stock)^F7	—	Dec 4, 2017	C	1,562	D	—	—	Class A Common Stock	1,562	738,241	D
Class B Common Stock (convertible into Class A Common Stock)^F8,F7	—	holding	—	—	—	—	—	Class A Common Stock	23,750	23,750	I
Class B Common Stock (convertible into Class A Common Stock)^F9,F7	—	holding	—	—	—	—	—	Class A Common Stock	1,250	1,250	I
Class B Common Stock (convertible into Class A Common Stock)^F10,F7	—	holding	—	—	—	—	—	Class A Common Stock	1,250	1,250	I

Explanation of responses

F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
F10The shares are held of record by the Reporting Person's spouse as custodian for the benefit of her minor child.
F2Includes 95,240 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement.
F3The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.05 to $32.00, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.10 to $32.60, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in the Form 4.
F6The reporting person transferred the shares as a gift to a charitable organization.
F7Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F8The shares are held of record by the Reporting Person's spouse.
F9The shares are held of record by the Reporting Person's child.