SEC Form 4 · accession 0001209191-17-058463

MINDBODY, Inc. · MB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Strategy Officer

Period of report

Oct 27, 2017

Accepted (ET)

Oct 31, 2017 · 4:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001458962

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2	Oct 27, 2017	C	8,875	$0.00	A	32,263	D
Class A Common Stock^F2	Oct 27, 2017	S	8,875	$30.35	D	23,388	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$7.708	Oct 27, 2017	M	7,390	D	—	Jun 27, 2023	Class B Common Stock	7,390	0	D
Employee Stock Option (Right to Buy)^F5	$10.616	Oct 27, 2017	M	1,485	D	—	Sep 20, 2024	Class B Common Stock	1,485	11,015	D
Class B Common Stock^F6	—	Oct 27, 2017	M	8,875	A	—	—	Class A Common Stock	8,875	8,875	D
Class B Common Stock^F6	—	Oct 27, 2017	C	8,875	D	—	—	Class A Common Stock	8,875	0	D

F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B common Stock at the election of Reporting Person.
F2Includes 21,704 restricted stock units ("RSUs"), where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F3The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F425% of the shares subject to the option vested on June 27, 2014, and 2.0833% of the shares vested monthly thereafter, such that the option award was fully vested as of June 27, 2017.
F51/48th of the shares subject to the option vested on September 7, 2014, and 1/48th of the shares vest monthly thereafter.
F6Each share of Class B Common Stock is convertible into one share of Class A common Stock at the option of the holder and has no expiration date.