SEC Form 4 · accession 0001209191-17-056634
MINDBODY, Inc. · MB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly Gail Lytikainen
Officer — Chief Legal Officer &Secretary
Period of report
Oct 9, 2017
Accepted (ET)
Oct 11, 2017 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Oct 9, 2017 | C | 30,500 | $0.00 | A | 61,394 | D | |
| Class A Common StockF4,F2 | Oct 9, 2017 | S | 30,500 | $27.9934 | D | 30,894 | D | |
| Class A Common StockF5 | holding | — | — | — | 6,300 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6 | $10.616 | Oct 9, 2017 | M | 30,500 | D | — | Sep 20, 2024 | Class B Common Stock | 30,500 | 50,500 | D |
| Class B Common StockF7 | — | Oct 9, 2017 | M | 30,500 | A | — | — | Class A Common Stock | 30,500 | 30,500 | D |
| Class B Common StockF7 | — | Oct 9, 2017 | C | 30,500 | D | — | — | Class A Common Stock | 30,500 | 0 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- F2Includes 30,894 restricted stock units ("RSUs"), where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- F3The sales reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.85 to $28.25, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5Includes 6,300 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- F625% of the shares subject to the option vested on July 7, 2015, and 2.0833% of the shares vest monthly thereafter.
- F7Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.