SEC Form 4 · accession 0001209191-17-049985
MINDBODY, Inc. · MB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kunal Mittal
Officer — Chief Technology Officer
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3,F4 | Aug 21, 2017 | F | 846 | $23.05 | D | 37,991 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Issuer to satisfy the Issuer's tax withholding obligation in connection with the Reporting Person's vesting of restricted stock units ("RSUs").
- F2The number of shares withheld by the Issuer in connection with the vesting of RSUs was based on the closing price of the Issuer's Class A Common Stock on the vest date, pursuant to the terms of the 2015 Equity Incentive Plan.
- F3Includes 30,814 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- F4Includes 743 shares acquired under the MINDBODY, Inc. 2015 Employee Stock Purchase Plan on August 21, 2017.