SEC Form 4 · accession 0001209191-17-046604
MINDBODY, Inc. · MB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly Gail Lytikainen
Officer — Chief Legal Officer &Secretary
Period of report
Apr 20, 2017
Accepted (ET)
Jul 28, 2017 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 20, 2017 | A | 6,300 | $0.00 | A | 6,300 | I | By spouse |
| Class A Common StockF2 | holding | — | — | — | 30,894 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $27.35 | Apr 20, 2017 | A | 14,300 | A | — | Apr 20, 2027 | Class A Common Stock | 14,300 | 14,300 | I |
Explanation of responses
- F1The reported securities represent an award of restricted stock units ("RSUs") made to the Reporting Person's spouse (the "Grantee"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Subject to the Grantee's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: one-fourth (1/4th) of the RSUs will vest on May 21, 2018, and one-fourth (1/4th) of the RSUs will vest on each successive May 20 thereafter (or, if the 20th day of the month is not a market trading day, then the vesting date will be the first trading day following the 20th day of the month).
- F2Includes 30,894 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- F3One-fourth (1/4th) of the shares subject to the option will vest on April 20, 2018, and one forty-eighth (1/48th) of the total shares subject to the option will vest monthly thereafter, subject to the Grantee continuing to be a Service Provider through each applicable vesting date.