SEC Form 4 · accession 0001209191-17-003391
MINDBODY, Inc. · MB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford Lee Wills
Officer — Chief Strategy Officer
Period of report
Jan 9, 2017
Accepted (ET)
Jan 11, 2017 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Jan 9, 2017 | C | 10,220 | $0.00 | A | 21,014 | D | |
| Class A Common StockF2 | Jan 9, 2017 | S | 10,220 | $25.25 | D | 10,794 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $7.71 | Jan 9, 2017 | M | 10,220 | D | — | Jun 27, 2023 | Class B Common Stock | 10,220 | 21,031 | D |
| Class B Common StockF5 | — | Jan 9, 2017 | M | 10,220 | A | — | — | Class A Common Stock | 10,220 | 10,220 | D |
| Class B Common StockF5 | — | Jan 9, 2017 | C | 10,220 | D | — | — | Class A Common Stock | 10,220 | 0 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- F2Includes 10,794 restricted stock units ("RSUs"), where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- F3The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F425% of the shares subject to the option vested on June 27, 2014, and 2.0833% of the shares vested monthly thereafter.
- F5Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.