SEC Form 4 · accession 0001209191-16-136410
MINDBODY, Inc. · MB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3,F4 | Aug 8, 2016 | J | 500,000 | $0.00 | D | 3,053,715 | I | See footnote |
| Class A Common StockF3,F6 | Aug 8, 2016 | J | 65,029 | $0.00 | A | 65,029 | I | See footnote |
| Class A Common StockF3,F6 | Aug 8, 2016 | J | 65,029 | $0.00 | D | 0 | I | See footnote |
| Class A Common StockF3,F9 | Aug 8, 2016 | J | 56 | $0.00 | A | 56 | I | See footnote |
| Class A Common StockF3 | Aug 8, 2016 | J | 56 | $0.00 | D | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective August 8, 2016, CI II and CIQP II distributed in-kind, on a pro rata basis without consideration, a total of 500,000 shares of Class A Common Stock to their respective limited partners and CIP II.
- F10Effective August 8, 2016, CIP LLC distributed in-kind on a pro rata basis without consideration, a total of 56 shares of Class A Common Stock to its members.
- F288,167 of these shares are being distributed by CI II, and 411,833 of these shares are being distributed by CIQP II.
- F3Catalyst Investors Partners II, L.P. ("CIP II") is the general partner of Catalyst Investors II, L.P. ("CI II") and Catalyst Investors QP II, L.P. ("CIQP II"). Catalyst Investors Partners, L.L.C. ("CIP LLC") is the general partner of CIP II. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of its respective pecuniary interest therein.
- F4538,490 of these shares are held by CI II and 2,515,225 of these shares are held by CIQP II.
- F5Represents shares received by CIP II in the distributions described in footnote (1).
- F6Shares held by CIP II.
- F7Effective August 8, 2016, CIP II distributed in-kind on a pro rata basis without consideration, a total of 65,029 shares of Class A Common Stock to CIP LLC and its limited partners.
- F8Represents shares received by CIP LLC in the distribution described in footnote (7).
- F9Shares held by CIP LLC.