SEC Form 4 · accession 0001209191-16-105822

MINDBODY, Inc. · MB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Robert John Murphy

Officer — Chief Operating Officer · Director · 10% Owner

Period of report

Mar 1, 2016

Accepted (ET)

Mar 3, 2016 · 8:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001458962

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Mar 1, 2016	C	15,400	$0.00	A	15,400	D
Class A Common Stock^F3	Mar 1, 2016	S	15,400	$12.0378	D	0	D
Class A Common Stock^F4	Mar 1, 2016	C	5,600	$0.00	A	5,600	I	See footnote
Class A Common Stock^F5,F4	Mar 1, 2016	S	5,600	$11.9454	D	0	I	See footnote
Class A Common Stock	Mar 2, 2016	C	10,300	$0.00	A	10,300	D
Class A Common Stock^F6	Mar 2, 2016	S	10,300	$12.0887	D	0	D
Class A Common Stock	Mar 3, 2016	C	3,300	$0.00	A	3,300	D
Class A Common Stock^F7	Mar 3, 2016	S	3,300	$12.0444	D	0	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock (convertible into Class A Common Stock)^F8	—	Mar 1, 2016	C	15,400	D	—	—	Class A Common Stock	15,400	964,374	D
Class B Common Stock (convertible into Class A Common Stock)^F4,F8	—	Mar 1, 2016	C	5,600	D	—	—	Class A Common Stock	5,600	165,100	I
Class B Common Stock (convertible into Class A Common Stock)^F8	—	Mar 2, 2016	C	10,300	D	—	—	Class A Common Stock	10,300	954,074	D
Class B Common Stock (convertible into Class A Common Stock)^F8	—	Mar 3, 2016	C	3,300	D	—	—	Class A Common Stock	3,300	950,774	D
Class B Common Stock (convertible into Class A Common Stock)^F9,F8	—	holding	—	—	—	—	—	Class A Common Stock	13,750	13,750	I

Explanation of responses

F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.15, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4The shares are held of record by the Robert John Murphy Family Trust, for which the Reporting Person's spouse serves as trustee.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.80 to $12.00, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.20, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.07, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F8Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F9The shares are held of record by the Reporting Person's spouse.