SEC Form 4 · accession 0001209191-16-098786
MINDBODY, Inc. · MB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert John Murphy
Officer — Chief Operating Officer · Director
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 11, 2016 | C | 1,335 | $0.00 | A | 1,335 | D | |
| Class A Common Stock | Feb 11, 2016 | S | 1,335 | $12.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock (convertible into Class A Common Stock)F3 | — | Feb 11, 2016 | C | 1,335 | D | — | — | Class A Common Stock | 1,335 | 1,007,239 | D |
| Class B Common Stock (convertible into Class A Common Stock)F4,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 170,700 | 170,700 | I |
| Class B Common Stock (convertible into Class A Common Stock)F5,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 13,750 | 13,750 | I |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F3Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- F4The shares are held of record by the Robert John Murphy Family Trust, for which the Reporting Person's spouse serves as trustee.
- F5The shares are held of record by the Reporting Person's spouse.