SEC Form 4 · accession 0001209191-16-093328
MINDBODY, Inc. · MB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert John Murphy
Officer — Chief Operating Officer · Director
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 9:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458962
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy Class B Common Stock)F1 | $1.392 | Jan 20, 2016 | M | 71,837 | D | — | Nov 15, 2021 | Class B Common Stock | 71,837 | 124,890 | D |
| Class B Common Stock (convertible into Class A Common Stock)F2 | — | Jan 20, 2016 | M | 71,837 | A | — | — | Class A Common Stock | 71,837 | 1,008,774 | D |
| Class B Common Stock (convertible into Class A Common Stock)F3,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 176,300 | 176,300 | I |
| Class B Common Stock (convertible into Class A Common Stock)F4,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 13,750 | 13,750 | I |
Explanation of responses
- F1The shares subject to the option are fully vested and exercisable.
- F2Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- F3The shares are held of record by the Robert John Murphy Family Trust, for which the Reporting Person's spouse serves as trustee.
- F4The shares are held of record by the Reporting Person's spouse.