SEC Form 4 · accession 0001209191-16-090444

MINDBODY, Inc. · MB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Chief Operating Officer · Director · 10% Owner

Period of report

Jan 5, 2016

Accepted (ET)

Jan 7, 2016 · 8:47 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001458962

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Jan 5, 2016	C	12,600	$0.00	A	12,600	D
Class A Common Stock^F3	Jan 5, 2016	S	12,600	$14.7506	D	0	D
Class A Common Stock^F4	Jan 5, 2016	C	2,400	$0.00	A	2,400	I	See footnote
Class A Common Stock^F3,F4	Jan 5, 2016	S	2,400	$14.7506	D	0	I	See footnote
Class A Common Stock	Jan 6, 2016	C	16,400	$0.00	A	16,400	D
Class A Common Stock^F5	Jan 6, 2016	S	16,400	$15.2542	D	0	D
Class A Common Stock^F4	Jan 6, 2016	C	3,200	$0.00	A	3,200	I	See footnote
Class A Common Stock^F5,F4	Jan 6, 2016	S	3,200	$15.2542	D	0	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	Jan 5, 2016	C	12,600	D	—	—	Class A Common Stock	12,600	953,337	D
Class B Common Stock^F4,F6	—	Jan 5, 2016	C	2,400	D	—	—	Class A Common Stock	2,400	179,500	I
Class B Common Stock^F6	—	Jan 6, 2016	C	16,400	D	—	—	Class A Common Stock	16,400	936,937	D
Class B Common Stock^F4,F6	—	Jan 6, 2016	C	3,200	D	—	—	Class A Common	3,200	176,300	I
Class B Common Stock^F7,F6	—	holding	—	—	—	—	—	Class A Common Stock	13,750	13,750	I

F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.76 to $15.28, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4The shares are held of record by the Robert John Murphy Family Trust, for which the Reporting Person's spouse serves as trustee.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.62 to $15.43, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F7The shares are held of record by the Reporting Person's spouse.