SEC Form 4 · accession 0001209191-15-086205

MINDBODY, Inc. · MB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Operating Officer · Director · 10% Owner

Period of report

Dec 16, 2015

Accepted (ET)

Dec 18, 2015 · 7:25 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001458962

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Dec 16, 2015	C	9,240	$0.00	A	9,240	D
Class A Common Stock^F3	Dec 16, 2015	S	9,240	$15.0291	D	0	D
Class A Common Stock^F4	Dec 16, 2015	C	1,760	$0.00	A	1,760	I	See footnote
Class A Common Stock^F3,F4	Dec 16, 2015	S	1,760	$15.0291	D	0	I	See footnote
Class A Common Stock	Dec 17, 2015	C	19,760	$0.00	A	19,760	D
Class A Common Stock^F5	Dec 17, 2015	S	19,760	$14.7901	D	0	D
Class A Common Stock^F4	Dec 17, 2015	C	3,840	$0.00	A	3,840	I	See footnote
Class A Common Stock^F5,F4	Dec 17, 2015	S	3,840	$14.7901	D	0	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	Dec 16, 2015	C	9,240	D	—	—	Class A Common Stock	9,240	985,697	D
Class B Common Stock^F4,F6	—	Dec 16, 2015	C	1,760	D	—	—	Class A Common Stock	1,760	185,740	I
Class B Common Stock^F6	—	Dec 17, 2015	C	19,760	D	—	—	Class A Common Stock	19,760	965,937	D
Class B Common Stock^F4,F6	—	Dec 17, 2015	C	3,840	D	—	—	Class A Common	3,840	181,900	I
Class B Common Stock^F7,F6	—	holding	—	—	—	—	—	Class A Common Stock	13,750	13,750	I

F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.89 to $15.10, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4The shares are held of record by the Robert John Murphy Family Trust, for which the Reporting Person's spouse serves as trustee.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.41 to $15.22, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F7The shares are held of record by the Reporting Person's spouse.