SEC Form 4 · accession 0001140361-17-024906
MINDBODY, Inc. · MB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
LCG HOLDINGS LLC
10% Owner
Luxor Capital Group, LP
10% Owner
LUXOR CAPITAL PARTNERS OFFSHORE LTD
10% Owner
Luxor Capital Partners, LP
10% Owner
Luxor Wavefront, LP
10% Owner
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1,F2,F3 | Jun 9, 2017 | P | 14,490 | $27.761 | A | 2,557,543 | I | By Luxor Capital Partners, LP |
| Class A common stockF1,F2,F3 | Jun 9, 2017 | P | 1,266 | $27.225 | A | 2,558,809 | I | By Luxor Capital Partners, LP |
| Class A common stockF1,F2,F3 | Jun 9, 2017 | P | 19,519 | $27.975 | A | 2,578,328 | I | By Luxor Capital Partners, LP |
| Class A common stockF1,F2,F3 | Jun 9, 2017 | P | 195 | $27.775 | A | 2,578,523 | I | By Luxor Capital Partners, LP |
| Class A common stockF1,F2,F3 | Jun 12, 2017 | P | 67,357 | $27.5929 | A | 2,645,880 | I | By Luxor Capital Partners, LP |
| Class A common stockF1,F2,F3 | Jun 12, 2017 | P | 10,370 | $27.6635 | A | 2,656,250 | I | By Luxor Capital Partners, LP |
| Class A common stockF1,F2,F3 | Jun 13, 2017 | P | 93,814 | $27.8669 | A | 2,750,064 | I | By Luxor Capital Partners, LP |
| Class A common stockF1,F2,F3 | Jun 13, 2017 | P | 28 | $27.75 | A | 2,750,092 | I | By Luxor Capital Partners, LP |
| Class A common stockF1,F2,F4 | Jun 9, 2017 | P | 22,629 | $27.761 | A | 492,602 | I | By Luxor Wavefront, LP |
| Class A common stockF1,F2,F4 | Jun 9, 2017 | P | 1,978 | $27.225 | A | 494,580 | I | By Luxor Wavefront, LP |
| Class A common stockF1,F2,F4 | Jun 9, 2017 | P | 30,481 | $27.975 | A | 525,061 | I | By Luxor Wavefront, LP |
| Class A common stockF1,F2,F4 | Jun 9, 2017 | P | 305 | $27.775 | A | 525,366 | I | By Luxor Wavefront, LP |
| Class A common stockF1,F2,F4 | Jun 12, 2017 | P | 13,364 | $27.5929 | A | 538,730 | I | By Luxor Wavefront, LP |
| Class A common stockF1,F2,F4 | Jun 12, 2017 | P | 2,058 | $27.6635 | A | 540,788 | I | By Luxor Wavefront, LP |
| Class A common stockF1,F2,F4 | Jun 13, 2017 | P | 19,100 | $27.8669 | A | 559,888 | I | By Luxor Wavefront, LP |
| Class A common stockF1,F2,F4 | Jun 13, 2017 | P | 6 | $27.75 | A | 559,894 | I | By Luxor Wavefront, LP |
| Class A common stockF1,F2,F5 | Jun 12, 2017 | P | 4,921 | $27.5929 | A | 1,887,366 | I | By Luxor Capital Partners Offshore Master Fund, LP |
| Class A common stockF1,F2,F5 | Jun 12, 2017 | P | 758 | $27.6635 | A | 1,888,124 | I | By Luxor Capital Partners Offshore Master Fund, LP |
| Class A common stockF1,F2,F5 | Jun 13, 2017 | P | 66,686 | $27.8669 | A | 1,954,810 | I | By Luxor Capital Partners Offshore Master Fund, LP |
| Class A common stockF1,F2,F5 | Jun 13, 2017 | P | 20 | $27.75 | A | 1,954,830 | I | By Luxor Capital Partners Offshore Master Fund, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jointly by Luxor Capital Group, LP ("Luxor Capital Group"), Luxor Capital Partners, LP ("Onshore Fund"), Luxor Capital Partners Offshore, Ltd. ("Offshore Feeder Fund"), Luxor Wavefront, LP ("Wavefront Fund"), LCG Holdings, LLC ("LCG Holdings"), Luxor Management, LLC ("Luxor Management") and Christian Leone (collectively, the "Reporting Persons").
- F2Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
- F3Securities owned directly by Onshore Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Onshore Fund, may be deemed to beneficially own the securities owned directly by Onshore Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Onshore Fund.
- F4Securities owned directly by Wavefront Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Wavefront Fund, may be deemed to beneficially own the securities owned directly by Wavefront Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Wavefront Fund.
- F5Securities owned directly by Luxor Capital Partners Offshore Master Fund, LP ("Offshore Master Fund"). Offshore Feeder Fund, as the owner of a controlling interest in Offshore Master Fund, may be deemed to beneficially own the securities owned directly by Offshore Master Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Offshore Master Fund, may be deemed to beneficially own the securities owned directly by Offshore Master Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Offshore Master Fund.